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Corporate Financial Services

As an employer, you want to provide the best for your employees in order to retain and attract great talent. Providing your employees financial security for their retirement years is a large component of that. Stratos Wealth Partners will act as ERISA 3(21) and 3(38) Fiduciaries to 401K and other Retirement Plan Trustees.

Our Corporate Services include offering assistance with:

  • Corporate cash management solutions
  • Business planning
  • Buy/Sell agreements
  • Retirement plans (401(k), 403(b))
    • 3(38) and 3(21) services
    • Full-Service team
    • Education/Training meetings for committees, boards, trustees and participants
  • Nonqualified deferred compensation solutions
  • Aligning plan investment guidelines with ESG and CSR (corporate social responsibility) programs already in place at your company
  • Investment due diligence
  • Cash balance plans
  • Pooled profit-sharing plans
  • Key man purchases

Our Employee Services include:

  • 401(k) plan contribution and distribution decisions
  • On-going financial education programs
  • Pension distribution options: Lump sum vs. Rollover
  • Stock planning: Options, Stock Purchase Plans, Restricted Stock Units (RSU)
  • Net unrealized appreciation
  • Pre-59 ½ retirement distribution planning
  • Optimizing Social Security decisions
  • Roth 401(k) and IRA analysis
  • Selecting corporate insurance coverage for life, long-term care and long-term disability
  • Integrating your company plan with your personal financial plan
  • Preparation for the eventual transition to independence from your company and company benefits